Compliance Risk Officer job in Northwich, Cheshire


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Job Ref: 40820813

Job Type: PERM

Location: Northwich, Cheshire

Salary: £25,000 - 28,000 per annum

Date Posted: 03-09-2020

Category: Accounting/ Finance

Alexander Hancock

Job Description 

Our client, an award winning financial services business, is looking to recruit a Compliance Risk Officer to support the Head of Compliance with day to day compliance activities and special projects

Role and Responsibilities for Compliance Risk Officer:

  • Produce reports , involving detailed research and analysis from within and outside the business
  • To work with each department and the various business units to provide support, advice and guidance on appropriate compliance framework, policies and procedures, which will facilitate the business in identifying, assessing and managing compliance risk within the business, meeting the standards set and regulatory requirements
  • Ensure all compliance principles, policies and procedures are clearly defined and regulatory developments are proactively communicated
  • Through regular and appropriate business involvement ensure all compliance work is carried out to the required level of competence as set out by legal and regulatory requirements in order to comply with generally accepted principles of compliance and supporting the strategic operating requirements of the division
  • Build and maintain effective working relationships with the internal stakeholders
  • Regularly review and keep up to date with changes in regulatory, legislative and market practices that impact the business

Experience required for the role of Compliance Risk Officer

  • Previous compliance experience within the financial services industry and compliance
  • 2/3 years’ experience of working in a multi-disciplined team across business units
  • Strong understanding of all regulations that impact the business
  • Strong analytical skills
  • Ability to work on own initiative
  • Ability to undertake a variety of analysis and maintain accuracy and quality
  • Strong report writing skills
  • A good attention to detail, adaptability, a keenness to learn and accurate keyboard skills
  • A good team player, capable of working in a fast paced pressured environment
  • Ability to build relationships effectively, both in the immediate team and wider business
  • Proficient in Microsoft Excel, Outlook and Word

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